45-EFT.WP.Data.Pipeline v1.0 | Chapter 14 Privacy, Security & Compliance

Chapter 14 Privacy, Security & Compliance

I. Chapter Purpose & Scope

specifications: data minimization & de-identification, encryption & key management, access control & network isolation, regional compliance & data residency, incident response & audit, compliance module & export manifest; ensure alignment with data contracts, Dataset/Model Cards, monitoring, and the Metrology chapter.compliance, and security, privacyFix pipeline

II. Terminology & Dependencies

III. Fields & Structure (Normative)

privacy:

policy: "no-PII|limited-PII|special-category"

lawful_basis: ["consent","contract","legitimate_interest","research"]

data_minimization: true

pii_inventory: ["<fieldA>","<fieldB>"]

deidentification:

methods: ["hash-id","mask","truncate","generalize","noise"]

k_anon: 10

l_diversity: 2

ε_dp: null

retention:

policy: "min-necessary"

delete_after_days: 365

data_residency: ["EU","US"]

dlp:

enabled: true

rules: ["creditcard","ssn","email"]

notes: "<non-normative>"

security:

encryption:

at_rest: "SSE-KMS|AES-256"

in_transit: "TLS1.2+"

kms: {provider:"cloud-kms|hsm", byok:true}

access_control:

model: "RBAC|ABAC"

roles: ["owner","maintainer","reader"]

enforcement: ["signed-url","token","ip-allowlist","mTLS"]

audit_log: true

network:

segmentation: ["private-subnet","sg-allowlist"]

egress_policy: "deny-by-default"

secrets:

manager: "vault|cloud-secrets"

rotation_days: 90

hardening:

container: ["non-root","readonly-rootfs","seccomp","no-new-privs"]

artifact_signing: true

compliance:

regions: ["EU-GDPR","US-CCPA","CN-DSL"]

data_transfer:

mechanisms: ["SCCs","intra-region-only"]

third_parties:

processors: ["<vendorA>@v1.0"]

dpas_signed: true

incident_response:

contact: "security@org.example"

sla_hours: 72

runbook_ref: "security/irp.md"

audits:

schedule: "annual|quarterly"

artifacts: ["privacy/pii-scan.txt","security/pen-test.md","compliance/dpia.md"]

IV. Data Minimization & De-identification

V. Encryption, Keys & Access Control

VI. Regional Compliance & Data Residency

VII. Incident Response & Vulnerability Management

VIII. Logging, Audit & Retention

IX. Metrology & Units (SI)

  1. Security/privacy perf & cost metrics (e.g., crypto overhead, de-id latency, audit storage) must use SI: T_inf(ms), QPS(1/s), size_bytes; metrology:{units:"SI", check_dim:true} is mandatory.
  2. If compliance modules involve path quantities (e.g., T_arr handling), register delta_form, path="gamma(ell)", measure="d ell", use one equivalence below and pass check_dim:
    • T_arr = ( 1 / c_ref ) * ( ∫ n_eff d ell )
    • T_arr = ( ∫ ( n_eff / c_ref ) d ell ).

X. Machine-Readable Fragment (Drop-in)

privacy:

policy: "limited-PII"

lawful_basis: ["consent","research"]

data_minimization: true

pii_inventory: ["user_id","email_hash"]

deidentification: {methods:["hash-id","mask"], k_anon:20, l_diversity:2, ε_dp:null}

retention: {policy:"min-necessary", delete_after_days:180}

data_residency: ["EU"]

dlp: {enabled:true, rules:["email","creditcard"]}

security:

encryption: {at_rest:"SSE-KMS", in_transit:"TLS1.2+", kms:{provider:"cloud-kms", byok:true}}

access_control: {model:"RBAC", roles:["owner","maintainer","reader"], enforcement:["token","ip-allowlist","mTLS"], audit_log:true}

network: {segmentation:["private-subnet"], egress_policy:"deny-by-default"}

secrets: {manager:"vault", rotation_days:90}

hardening: {container:["non-root","readonly-rootfs","seccomp","no-new-privs"], artifact_signing:true}

compliance:

regions: ["EU-GDPR"]

data_transfer: {mechanisms:["SCCs"]}

third_parties: {processors:["processorA@v1.0"], dpas_signed:true}

incident_response: {contact:"security@org.example", sla_hours:72, runbook_ref:"security/irp.md"}

audits: {schedule:"annual", artifacts:["privacy/pii-scan.txt","security/pen-test.md","compliance/dpia.md"]}

XI. Lint Rules (Excerpt, Normative)

lint_rules:

- id: PRIV.POLICY_ALLOWED

when: "$.privacy.policy"

assert: "value in ['no-PII','limited-PII','special-category']"

level: error

- id: PRIV.MINIMIZATION_ON

when: "$.privacy.data_minimization"

assert: "value == true"

level: error

- id: PRIV.DPI_PARAMS

when: "$.privacy.deidentification"

assert: "has_key('methods') and (has_key('k_anon') or has_key('ε_dp'))"

level: error

- id: SEC.ENCRYPTION_REQUIRED

when: "$.security.encryption"

assert: "value.at_rest in ['SSE-KMS','AES-256'] and value.in_transit >= 'TLS1.2+'"

level: error

- id: SEC.CREDENTIALS_MANAGER

when: "$.security.secrets.manager"

assert: "value in ['vault','cloud-secrets']"

level: error

- id: COMP.REGIONS_ALLOWED

when: "$.compliance.regions[*]"

assert: "value in ['EU-GDPR','US-CCPA','CN-DSL']"

level: error

- id: IR.SLA_DEFINED

when: "$.compliance.incident_response.sla_hours"

assert: "is_number(value) and value > 0"

level: error

- id: METROLOGY.SI_AND_CHECKDIM

when: "$.metrology"

assert: "units == 'SI' and check_dim == true"

level: error

XII. Export Manifest & Audit

export_manifest:

version: "v1.0"

artifacts:

- {path:"privacy/pii-inventory.csv", sha256:"..."}

- {path:"privacy/deid_report.md", sha256:"..."}

- {path:"security/audit.log", sha256:"..."}

- {path:"security/sbom.json", sha256:"..."}

- {path:"compliance/dpia.md", sha256:"..."}

- {path:"compliance/data_transfer.md",sha256:"..."}

references:

- "EFT.WP.Core.DataSpec v1.0:EXPORT"

- "EFT.WP.Core.Metrology v1.0:check_dim"

- "EFT.WP.Data.DatasetCards v1.0:Ch.13"

- "EFT.WP.Data.ModelCards v1.0:Ch.14"

XIII. Chapter Compliance Checklist